RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V•••••• D•••••••••
- W•••• F•••• A••••••• wirehouse currentsince Jul 22, 2025 · New City, Ny
- A••••••• W••••• M••••••••• L•• independent RIANov 28, 2023 to Jun 16, 2025 · Wesley Chapel, Fl
- S••••••• A•••• M••••••••• L•• state registeredApr 12, 2023 to Nov 3, 2023 · Wallingford, Ct
- A••••••• W••••• M••••••••• L•• to W•••• F•••• A•••••••left Jun 16, 2025, registered Jul 22, 2025 (36 days) · RIA to wirehouse
- S••••••• A•••• M••••••••• L•• to A••••••• W••••• M••••••••• L••left Nov 3, 2023, registered Nov 28, 2023 (25 days) · Other
- V•••••• D••••••••• left A••••••• W••••• M••••••••• L•• for W•••• F•••• A••••••• (registered 2025-07-22)Jun 16, 2025 · Advisor changed firm · fact
- V•••••• D••••••••• left S••••••• A•••• M••••••••• L•• for A••••••• W••••• M••••••••• L•• (registered 2023-11-28)Nov 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address