DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Altus Wealth Management, LLC
Latest filing Apr 30, 2026
First filing on the tape Aug 29, 2014 · 23 filings
SEC status approved since Sep 12, 2014
RAUM
$405M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$402M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$81.0M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$405M as of Apr 30, 2026
Mar 23, 2015$111M then
HNW client RAUM$298M as of Apr 30, 2026
Mar 8, 2018$106M then
State-registered IARs (5.B.3)5 as of Apr 30, 2026
Mar 23, 20153 then
Employees (5.A)5 as of Apr 30, 2026
Mar 23, 20153 then
Private funds: no history
RAUM +13% over the last fiscal year+16% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $81.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 57derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $692,598derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.4%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$298M73%
- Individuals$105M26%
- Charitable organizations$2.9M0.7%
- Individual clients
- 131reported
- HNW clients
- 154reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 585reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Andrew Martin HermesCertified Financial Planner | Ft. Mitchell, Ky | May 12, 2010 | 25 y | 1 |
| William Henry DoepkerCertified Financial Planner | Ft. Mitchell, Ky | May 12, 2010 | 33 y | 1 |
| Steven Douglas O'ConnorCertified Financial Planner | Ft. Mitchell, Ky | May 12, 2010 | 33 y | 2 |
| Derek Thomas SchmidtCertified Financial Planner | Ft. Mitchell, Ky | May 19, 2023 | 10 y | 3 |
| Austin Carl StinsonCertified Financial Planner | Ft. Mitchell, Ky | Mar 21, 2025 | 12 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Austin Carl Stinson from Fidelity Personal And Workplace AdvisorsMar 21, 2025 · Affiliated broker-dealer or bank to independent RIA
- Derek Thomas Schmidt from UBS Financial Services Inc.May 19, 2023 · Wirehouse to independent RIA
- William Henry Doepker from Strategic Advisers LLCMay 12, 2010 · Other
- Steven Douglas O'Connor from Fidelity Personal Trust Company, FsbMay 12, 2010 · Other
- Andrew Martin Hermes from Strategic Advisers LLCMay 12, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Henry William Doepker · Member/Vice President/Chief Compliance Officercontrolsince 03/2010 · owns 25% to 50%
- Martin Andrew Hermes · Member/Vice Presidentcontrolsince 03/2010 · owns 25% to 50%
- Douglas Steven O'Connor · Presidentcontrolsince 05/2023 · owns 75% or more of Altus Oc Group Inc
Entity owners
- Altus Oc Group Inc · Presidentdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ft Mitchell, Ky | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 520 to 585Dec 2, 2025 to Mar 19, 2026
- Advisory employees · 4 to 5Dec 2, 2025 to Mar 19, 2026
- HNW clients · 147 to 154Dec 2, 2025 to Mar 19, 2026
- Individual clients · 126 to 131Dec 2, 2025 to Mar 19, 2026
- Employees · 4 to 5Dec 2, 2025 to Mar 19, 2026
- State-registered IARs · 4 to 5Dec 2, 2025 to Mar 19, 2026
- Discretionary RAUM · $359M to $405MDec 2, 2025 to Mar 19, 2026
- HNW RAUM · $267M to $298MDec 2, 2025 to Mar 19, 2026
- Individual RAUM · $89.8M to $105MDec 2, 2025 to Mar 19, 2026
- RAUM · $359M to $405MDec 2, 2025 to Mar 19, 2026
- Accounts · 517 to 520Dec 19, 2024 to Jan 24, 2025
- Financial planning clients · 251-500 to 251-500Dec 19, 2024 to Jan 24, 2025
- Discretionary RAUM · $353M to $359MDec 19, 2024 to Jan 24, 2025
- HNW RAUM · $262M to $267MDec 19, 2024 to Jan 24, 2025
- Individual RAUM · $88.2M to $89.8MDec 19, 2024 to Jan 24, 2025
- RAUM · $353M to $359MDec 19, 2024 to Jan 24, 2025
- Accounts · 482 to 517Mar 21, 2024 to Dec 19, 2024
- HNW clients · 136 to 147Mar 21, 2024 to Dec 19, 2024
- Individual clients · 117 to 126Mar 21, 2024 to Dec 19, 2024
- Discretionary RAUM · $320M to $353MMar 21, 2024 to Dec 19, 2024
- HNW RAUM · $237M to $262MMar 21, 2024 to Dec 19, 2024
- Individual RAUM · $79.9M to $88.2MMar 21, 2024 to Dec 19, 2024
- RAUM · $320M to $353MMar 21, 2024 to Dec 19, 2024
- Accounts · 429 to 482Mar 31, 2023 to Mar 21, 2024
- Advisory employees · 3 to 4Mar 31, 2023 to Mar 21, 2024
- HNW clients · 130 to 136Mar 31, 2023 to Mar 21, 2024
- Individual clients · 95 to 117Mar 31, 2023 to Mar 21, 2024
- Employees · 3 to 4Mar 31, 2023 to Mar 21, 2024
- Financial planning clients · 101-250 to 251-500Mar 31, 2023 to Mar 21, 2024
- State-registered IARs · 3 to 4Mar 31, 2023 to Mar 21, 2024
- Discretionary RAUM · $262M to $320MMar 31, 2023 to Mar 21, 2024
- HNW RAUM · $195M to $237MMar 31, 2023 to Mar 21, 2024
- Individual RAUM · $65.0M to $79.9MMar 31, 2023 to Mar 21, 2024
- RAUM · $262M to $320MMar 31, 2023 to Mar 21, 2024
- Accounts · 406 to 429Jun 8, 2022 to Mar 31, 2023
- HNW clients · 122 to 130Jun 8, 2022 to Mar 31, 2023
- Individual clients · 89 to 95Jun 8, 2022 to Mar 31, 2023
- Discretionary RAUM · $251M to $262MJun 8, 2022 to Mar 31, 2023
- HNW RAUM · $188M to $195MJun 8, 2022 to Mar 31, 2023
- Individual RAUM · $62.5M to $65.0MJun 8, 2022 to Mar 31, 2023
Signals
1 dated events
- Altus Wealth Management, Llc filed its initial SEC registration (Form ADV)Aug 29, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 859-815-8566reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- ALTUSWM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 859-815-8566reportedpublic record, Form ADV, Apr 30, 2026
- Contact form
- altuswm.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $81.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026