RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• F•••••••• B••••••
- S••••• W••••• M••••••••• independent RIA currentsince Mar 8, 2023 · Seattle, Wa
- L•• F•••••••• L•• BD affiliatedSep 8, 2021 to Mar 3, 2023 · Bellevue, Wa
- B•••••• P••••• W••••• M••••••• formerOct 25, 2004 to Jun 18, 2020 · Seattle, Wa
- L•• F•••••••• L•• to S••••• W••••• M•••••••••left Mar 3, 2023, registered Mar 8, 2023 (5 days) · RIA to RIA
- B•••••• P••••• W••••• M••••••• to L•• F•••••••• L••left Jun 18, 2020, registered Sep 8, 2021 (447 days) · RIA to affiliated broker-dealer or bank
- J••• F•••••••• B•••••• left L•• F•••••••• L•• for S••••• W••••• M••••••••• (registered 2023-03-08)Mar 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address