T•• L••• P•••••

Advisor at C••••••••• I••••••••• A•••••••• L••

TAMPA, FL | St Simons, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 28, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 23, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• I••••••••• A•••••••• L••	Independent wealth	Jan 30, 2023	n/a	yes	St Simons, GA\|TAMPA, FL	Current employment
I•••••• W••••• L••	Independent wealth	Jul 19, 2022	Jun 13, 2024	no	St. Simons Island, GA\|MOUNT PLEASANT, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••• W••••• L••	C••••••••• I••••••••• A•••••••• L••	Jun 13, 2024	Jan 30, 2023	-500	Firm change after gap	Other
E••••••••• P•••••••• L••	I•••••• W••••• L••	Jul 22, 2022	Jul 19, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
283884:322130:TN:2022-07-22	Jul 22, 2022	Jul 19, 2022	WINCHESTER, TN	Firm change

Relationships

Registered with (5)

→ C••••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 30, 2023 to presentfactForm ADV
→ I•••••• W••••• L••Registered adviserregistration: previous registration
Jul 19, 2022 to Jun 13, 2024factForm ADV
→ E••••••••• P•••••••• L••Registered adviserregistration: previous registration
Feb 1, 2019 to Jul 22, 2022factForm ADV
→ I••••••••• F•••••••• P•••••••

Dated events

Order

Occurred
13 Jun 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
22 Jul 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 28, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.