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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

IMPRINT WEALTH LLC

CRD 322130

MOUNT PLEASANT, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:28e13448-744b-843f-4def-d120213d4dcc

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 37
Dated events: 28
On other graphs: 0
Observed: Jun 14, 2022 to Mar 31, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $132MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $84.5M
Private client RAUM: $131MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $65.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 373
Individual clients: 41
High net worth clients: 35
SEC number: 801-126084
CRD: 322130
Filings on the tape: 18
First filed: Jun 14, 2022
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ERIK ROBERT FLEGAL	n/a	Mount Pleasant, SC \| MOUNT PLEASANT, SC	2	22	3	no
Matthew Logan Dailey	n/a	MOUNT PLEASANT, SC	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ASCEND CONSULTING LLC	MANAGING MEMBER	D	yes	06/2022	Jul 14, 2022	Jul 3, 2024
IMPRINT HOLDINGS LLC	MANAGING MEMBER	E	yes	07/2022	Jun 14, 2022	Jul 3, 2024
MCQUAID, JOSEPH, GERARD	MANAGING MEMBER	E	yes	05/2013	Jun 14, 2022	Jul 3, 2024
MCQUAID, JOSEPH, GERARD	MANAGING PARTNER	Na	yes	07/2022	Jun 14, 2022	Jul 3, 2024
SMITH, JEFFREY, ANDREW	CHIEF COMPLIANCE OFFICER	Na	yes	07/2024	Jul 3, 2024	Jul 3, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Naples	FL	United States	12	no
Stuart	FL	United States	4	no
ST. SIMONS ISLAND	Ga	United States	2	yes
MOUNT PLEASANT	Sc	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$132M	$84.5M	7	2	0	n/a	n/a
2024	Mar 31, 2025	$107M	$59.2M	7	1	0	n/a	n/a
2023	Mar 28, 2024	$709M	$709M	27	17	4	n/a	n/a
2022	Mar 29, 2023	$254M	$254M	12	12	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	14

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$132M	$107M	22.7%	$254M	-19.7%	7	7	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
NAPLES WEALTH PLANNING	3	Sep 30, 2024	Jan 1, 2026	NAPLES, FL	Team lift out	RIA to RIA	27.3%
NAPLES WEALTH PLANNING	6	Sep 30, 2024	Jan 1, 2026	MOUNT PLEASANT, SC	Firm absorbed	RIA to RIA	54.5%
CONCURRENT INVESTMENT ADVISORS, LLC	2	Jun 13, 2024	Dec 26, 2025	MOUNT PLEASANT, SC	Team lift out	RIA to RIA	13.3%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LAIDLAW WEALTH MANAGEMENT LLC	10	Aug 4, 2023	Sep 7, 2023	NAPLES, FL	Team lift out	RIA to RIA	34.5%
EUDAIMONIA PARTNERS, LLC	2	Jul 22, 2022	Jan 17, 2023	WINCHESTER, TN	Team lift out	RIA to new firm	9.5%

Relationships

Affiliated with (1)

← WHITWELL ADVISORSRegistered adviserother investment adviser, control, common control
factForm ADV

Registered with (16)

← Matthew Logan DaileyAdvisorregistration: current employment
Mar 30, 2026 to presentfactForm ADV
← ERIK ROBERT FLEGALAdvisorregistration: current employment
Apr 9, 2024 to presentfactForm ADV
← ANDREW JOSEPH KRONEAdvisorregistration: previous registration
Jul 16, 2024 to Sep 30, 2024factForm ADV
← Craig Daniel PriceAdvisorregistration: previous registration
Jun 24, 2024 to Sep 30, 2024factForm ADV
← Michael J IacampoAdvisorregistration: previous registration
Jul 1, 2024 to Sep 30, 2024factForm ADV
← Nancy ZehrAdvisorregistration: previous registration
Jun 24, 2024 to Sep 30, 2024factForm ADV
← RICHARD J CALHOUNAdvisorregistration: previous registration
Jun 20, 2024 to Sep 30, 2024factForm ADV
← MACKENZIE C RICKMANAdvisorregistration: previous registration
Jul 2, 2024 to Sep 30, 2024factForm ADV
← JENEE C PETERSAdvisorregistration: previous registration
Jun 27, 2024 to Sep 30, 2024factForm ADV
← John CiminoAdvisorregistration: previous registration
Jul 1, 2024 to Sep 30, 2024factForm ADV
← Nelson PereiraAdvisorregistration: previous registration
Jun 28, 2024 to Sep 30, 2024factForm ADV
← LAURENCE ELLIOTT HULBERTAdvisorregistration: previous registration
Jul 1, 2024 to Sep 30, 2024factForm ADV
← JOSEPH GERARD MCQUAIDAdvisorregistration: previous registration
Jul 15, 2022 to Jun 20, 2024factForm ADV
← SEAN D MCVEYAdvisorregistration: previous registration
Jul 14, 2023 to Jun 17, 2024factForm ADV
← KENNETH LAKE PIPKINAdvisorregistration: previous registration
Jan 17, 2023 to Jun 13, 2024factForm ADV
← TYE LAKE PIPKINAdvisorregistration: previous registration
Jul 19, 2022 to Jun 13, 2024factForm ADV

Moved with (4)

→ NAPLES WEALTH PLANNINGRegistered adviser7 advisors, firm absorbed, same day
Sep 30, 2024 to Jan 1, 2026factForm ADV
→ CONCURRENT INVESTMENT ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Jun 13, 2024 to Oct 1, 2024factForm ADV
← LAIDLAW WEALTH MANAGEMENT LLCRegistered adviser9 advisors, team lift out, same day
Aug 4, 2023 to Aug 29, 2023factForm ADV
← EUDAIMONIA PARTNERS, LLCRegistered adviser2 advisors, team lift out, same day
Jul 22, 2022 to Jan 17, 2023factForm ADV

Controls (4)

← MCQUAID, JOSEPH, GERARDOwnerMANAGING MEMBER, ownership code E, individual
Jun 14, 2022 to Jul 3, 2024factForm ADV
← SMITH, JEFFREY, ANDREWOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 3, 2024 to Jul 3, 2024factForm ADV
← ASCEND CONSULTING LLCOwnerMANAGING MEMBER, ownership code D, domestic entity
Jul 14, 2022 to Jul 3, 2024factForm ADV
← IMPRINT HOLDINGS LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Jun 14, 2022 to Jul 3, 2024factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 31, 2025
Regulatory AUM changed
Imprint Wealth Llc reported RAUM $107.2M, down 85% from $709.1M (2024-07-03 to 2025-03-31)
Form ADVobserved 4 days ago
$-602M
Occurred
Sep 30, 2024
Firm absorbed
Imprint Wealth LLC's advisors moved to Naples Wealth Planning (Mount Pleasant, SC): 7 of 11 registered, on the same day
Form ADVobserved 4 days ago
7 advisors
Occurred
Sep 30, 2024
Team lift-out
2 advisors left Imprint Wealth LLC (Stuart, FL) for Naples Wealth Planning on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Sep 30, 2024
Advisor changed firm
Michael J Iacampo left Imprint Wealth Llc for Naples Wealth Planning (registered 2026-01-01)
Form ADVobserved 4 days ago
Occurred
Sep 30, 2024
Advisor changed firm
Nancy Zehr left Imprint Wealth Llc for Naples Wealth Planning (registered 2024-06-25)
Form ADVobserved 4 days ago
Occurred
Sep 30, 2024
Advisor changed firm
Nelson Pereira left Imprint Wealth Llc for Naples Wealth Planning (registered 2024-06-28)
Form ADVobserved 4 days ago
Occurred
Sep 30, 2024
Advisor changed firm
Craig Daniel Price left Imprint Wealth Llc for Naples Wealth Planning (registered 2024-06-25)
Form ADVobserved 4 days ago
Occurred
Sep 30, 2024
Advisor changed firm
Laurence Elliott Hulbert left Imprint Wealth Llc for Naples Wealth Planning (registered 2026-01-01)
Form ADVobserved 4 days ago
Occurred
Sep 30, 2024
Advisor changed firm
Mackenzie C Rickman left Imprint Wealth Llc for Naples Wealth Planning (registered 2025-01-01)
Form ADVobserved 4 days ago
Occurred
Sep 30, 2024
Advisor changed firm
Richard J Calhoun left Imprint Wealth Llc for Naples Wealth Planning (registered 2024-07-10)
Form ADVobserved 4 days ago
Occurred
Sep 30, 2024
Advisor changed firm
Andrew Joseph Krone left Imprint Wealth Llc for Naples Wealth Planning (registered 2025-01-01)
Form ADVobserved 4 days ago
Occurred
Sep 30, 2024
Advisor changed firm
Jenee C Peters left Imprint Wealth Llc for Naples Wealth Planning (registered 2025-11-05)
Form ADVobserved 4 days ago
Occurred
Sep 30, 2024
Advisor changed firm
John Cimino left Imprint Wealth Llc for Naples Wealth Planning (registered 2025-12-24)
Form ADVobserved 4 days ago
Occurred
Jul 3, 2024
Control person joined
Andrew Jeffrey Smith (Chief Compliance Officer) appeared on Schedule A of Imprint Wealth Llc
Form ADVobserved 4 days ago
Occurred
Jul 3, 2024
Control person left
Michael Christopher Mortara (Chief Compliance Officer) no longer on Schedule A of Imprint Wealth Llc (listed 2024-04-08, absent 2024-07-03)
Form ADVobserved 4 days ago
Occurred
Jun 20, 2024
Advisor changed firm
Joseph Gerard Mcquaid left Imprint Wealth Llc for Concurrent Investment Advisors, Llc (registered 2025-12-26)
Form ADVobserved 4 days ago
Occurred
Jun 17, 2024
Advisor changed firm
Sean D Mcvey left Imprint Wealth Llc for Lpl Financial Llc (registered 2024-06-28)
Form ADVobserved 4 days ago
Occurred
Jun 13, 2024
Team lift-out
2 advisors left Imprint Wealth LLC (Mount Pleasant, SC) for Concurrent Investment Advisors, LLC within 7 days
Form ADVobserved 3 days ago
2 advisors
Occurred
Jun 13, 2024
Advisor changed firm
Tye Lake Pipkin left Imprint Wealth Llc for Concurrent Investment Advisors, Llc (registered 2023-01-30)
Form ADVobserved 4 days ago
Occurred
Jun 13, 2024
Advisor changed firm
Kenneth Lake Pipkin left Imprint Wealth Llc for Concurrent Investment Advisors, Llc (registered 2024-10-01)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2024
Regulatory AUM changed
Imprint Wealth Llc reported RAUM $709.1M, up 179% from $253.9M (2023-10-18 to 2024-03-28)
Form ADVobserved 4 days ago
$455M
Occurred
Aug 4, 2023
Team lift-out
9 advisors left Laidlaw Wealth Management LLC (Naples, FL) for Imprint Wealth LLC on the same day
Form ADVobserved 4 days ago
9 advisors
Occurred
May 19, 2023
Control person joined
Michael Christopher Mortara (Chief Compliance Officer) appeared on Schedule A of Imprint Wealth Llc
Form ADVobserved 4 days ago
Occurred
May 12, 2023
Control person left
Scott Reginald Abry (Managing Partner) no longer on Schedule A of Imprint Wealth Llc (listed 2023-03-29, absent 2023-05-12)
Form ADVobserved 4 days ago
Occurred
Jul 22, 2022
Team lift-out
2 advisors left Eudaimonia Partners, LLC (Winchester, TN) for Imprint Wealth LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Jun 14, 2022
First Form ADV filing
Imprint Investment Partners, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 2 bookkeeping events

Occurred
Mar 31, 2025
Imprint Wealth Llc reported 1 state-registered advisory representatives, down from 18 (2024-07-03 to 2025-03-31)
Occurred
Mar 28, 2024
Imprint Wealth Llc reported 17 state-registered advisory representatives, up from 5 (2023-10-18 to 2024-03-28)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28e13448-744b-843f-4def-d120213d4dcc
First observed: Jun 14, 2022
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

IMPRINT WEALTH LLC

CRD 322130

MOUNT PLEASANT, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:28e13448-744b-843f-4def-d120213d4dcc

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:07 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ERIK ROBERT FLEGAL

n/a

Mount Pleasant, SC | MOUNT PLEASANT, SC

Matthew Logan Dailey

n/a

MOUNT PLEASANT, SC

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ASCEND CONSULTING LLC

MANAGING MEMBER

yes

06/2022

Jul 14, 2022

Jul 3, 2024

IMPRINT HOLDINGS LLC

MANAGING MEMBER

yes

07/2022

Jun 14, 2022

Jul 3, 2024

MCQUAID, JOSEPH, GERARD

MANAGING MEMBER

yes

05/2013

Jun 14, 2022

Jul 3, 2024

MCQUAID, JOSEPH, GERARD

MANAGING PARTNER

yes

07/2022

Jun 14, 2022

Jul 3, 2024

SMITH, JEFFREY, ANDREW

CHIEF COMPLIANCE OFFICER

yes

07/2024

Jul 3, 2024

City

State

Country

Employees

Also broker-dealer

Naples

United States

Stuart

United States

ST. SIMONS ISLAND

United States

yes

MOUNT PLEASANT

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$132M

$84.5M

n/a

2024

Mar 31, 2025

$107M

$59.2M

n/a

2023

Mar 28, 2024

$709M

n/a

2022

Mar 29, 2023

$254M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$132M

$107M

22.7%

$254M

-19.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

NAPLES WEALTH PLANNING

Sep 30, 2024

Jan 1, 2026

NAPLES, FL

Team lift out

RIA to RIA

27.3%

NAPLES WEALTH PLANNING

Sep 30, 2024

Jan 1, 2026

MOUNT PLEASANT, SC

Firm absorbed

RIA to RIA

54.5%

CONCURRENT INVESTMENT ADVISORS, LLC

Jun 13, 2024

Dec 26, 2025

MOUNT PLEASANT, SC

Team lift out

RIA to RIA

13.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LAIDLAW WEALTH MANAGEMENT LLC

Aug 4, 2023

Sep 7, 2023

NAPLES, FL

Team lift out

RIA to RIA

34.5%

EUDAIMONIA PARTNERS, LLC

Jul 22, 2022

Jan 17, 2023

WINCHESTER, TN

Team lift out

RIA to new firm

9.5%