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RIA / WealthAdvisor30 years in industry

JOHN VINSON HOGIN

Advisor at LPL FINANCIAL LLC

Cape Girardeau, MO | MODESTO, CA

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Search this name across graphsid dfx:ria:58c9f2a7-21ed-9547-28b5-8ba8d8d028d9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 7, 1996
First registration: Oct 2, 2003
Dual registered: no
Other names: JOHN VINSON HOGIN
IAPD individual key: 1872422

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 6, 2025	n/a	yes	MODESTO, CA\|Cape Girardeau, MO	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 5, 2021	Dec 26, 2024	no	Turlock, CA\|SAN DIEGO, CA\|TURLOCK, CA\|TURLOCK, CA	Previous registration
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Aug 6, 2010	Oct 1, 2021	no	HAYS, KS\|TURLOCK, CA	Previous registration
MAIN STREET ADVISORS, LLC	Former SEC adviser	Aug 25, 2008	Jun 23, 2022	no	TURLOCK, CA\|HAYS, KS	Previous registration
HOGIN FINANCIAL AND INSURANCE SERVICES, INC.	n/a	Oct 2, 2003	Dec 30, 2023	no	TURLOCK, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HOGIN FINANCIAL AND INSURANCE SERVICES, INC.	MAIN STREET ADVISORS, LLC	Dec 30, 2023	Aug 25, 2008	-5,605	Firm change after gap	Other
MAIN STREET ADVISORS, LLC	INDEPENDENT FINANCIAL GROUP, LLC	Jun 23, 2022	Aug 6, 2010	-4,339	Firm change after gap	Other
INDEPENDENT FINANCIAL GROUP, LLC	LPL FINANCIAL LLC	Oct 1, 2021	Oct 5, 2021	4	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 5, 2021 to Dec 26, 2024factForm ADV
→ HOGIN FINANCIAL AND INSURANCE SERVICES, INC.Registered adviserregistration: previous registration
Oct 2, 2003 to Dec 30, 2023factForm ADV
→ MAIN STREET ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 25, 2008 to Jun 23, 2022factForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Aug 6, 2010 to Oct 1, 2021factForm ADV

Dated events

Occurred
Dec 30, 2023
Advisor changed firm
John Vinson Hogin left Hogin Financial And Insurance Services, Inc. for Main Street Advisors, Llc (registered 2008-08-25)
Form ADVobserved 6 days ago
Occurred
Jun 23, 2022
Advisor changed firm
John Vinson Hogin left Main Street Advisors, Llc for Independent Financial Group, Llc (registered 2010-08-06)
Form ADVobserved 6 days ago