RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• V••••• H••••
- L•• F•••••••• L•• BD affiliated currentsince May 6, 2025 · Modesto, Ca
- L•• F•••••••• L•• BD affiliatedOct 5, 2021 to Dec 26, 2024 · Turlock, Ca
- I••••••••• F•••••••• G••••• L•• BD affiliatedAug 6, 2010 to Oct 1, 2021 · Hays, Ks
- M••• S••••• A•••••••• L•• formerAug 25, 2008 to Jun 23, 2022 · Turlock, Ca
- H•••• F•••••••• A•• I•••••••• S•••••••• I••• unclassifiedOct 2, 2003 to Dec 30, 2023 · Turlock, Ca
- H•••• F•••••••• A•• I•••••••• S•••••••• I••• to M••• S••••• A•••••••• L••left Dec 30, 2023, registered Aug 25, 2008 (-5605 days) · Other
- M••• S••••• A•••••••• L•• to I••••••••• F•••••••• G••••• L••left Jun 23, 2022, registered Aug 6, 2010 (-4339 days) · Other
- I••••••••• F•••••••• G••••• L•• to L•• F•••••••• L••left Oct 1, 2021, registered Oct 5, 2021 (4 days) · Affiliated broker-dealer or bank to another
- J••• V••••• H•••• left H•••• F•••••••• A•• I•••••••• S•••••••• I••• for M••• S••••• A•••••••• L•• (registered 2008-08-25)Dec 30, 2023 · Advisor changed firm · fact
- J••• V••••• H•••• left M••• S••••• A•••••••• L•• for I••••••••• F•••••••• G••••• L•• (registered 2010-08-06)Jun 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address