DFX Intelligence

N•••••• M•••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

N•••••• M•••• G•••••

Advisor at S••••••• I••••••••• A•••••••• I•••

Carmichael, CA | PORTLAND, OR

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Search this name across graphsid dfx:ria:58cc910c-d737-0785-acfb-2e78028a2236

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 22, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• I••••••••• A•••••••• I•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jan 29, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• I••••••••• A•••••••• I•••	Other adviser	Jun 1, 2018	n/a	yes	PORTLAND, OR\|Carmichael, CA	Current employment
N•••••• G•••• C••••••••• L••	Institutional manager	Dec 13, 2017	Apr 9, 2018	no	Folsom, CA\|LAKE MARY, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• G•••• C••••••••• L••	S••••••• I••••••••• A•••••••• I•••	Apr 9, 2018	Jun 1, 2018	53	Firm change	Other
N•••••• G•••• S••••••••• I•••	N•••••• G•••• C••••••••• L••	Dec 22, 2017	Dec 13, 2017

Relationships

Registered with (3)

→ S••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 22, 2014 to Jul 11, 2016factForm ADV
→ N•••••• G•••• C••••••••• L••Registered adviserregistration: previous registration
Dec 13, 2017 to Apr 9, 2018factForm ADV
→ N•••••• G•••• S••••••••• I•••Registered adviserregistration: previous registration
Mar 13, 2017 to Dec 22, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58cc910c-d737-0785-acfb-2e78028a2236
First observed: Jan 22, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.