RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•••••• M•••• G•••••
- S••••••• I••••••••• A•••••••• I••• other currentsince Jun 1, 2018 · Portland, Or
- N•••••• G•••• C••••••••• L•• institutionalDec 13, 2017 to Apr 9, 2018 · Folsom, Ca
- N•••••• G•••• S••••••••• I••• formerMar 13, 2017 to Dec 22, 2017 · Folsom, Ca
- S••••••• I••••••••• A•••••••• I••• otherJan 22, 2014 to Jul 11, 2016 · Walnut Creek, Ca
- N•••••• G•••• C••••••••• L•• to S••••••• I••••••••• A•••••••• I•••left Apr 9, 2018, registered Jun 1, 2018 (53 days) · Other
- N•••••• G•••• S••••••••• I••• to N•••••• G•••• C••••••••• L••left Dec 22, 2017, registered Dec 13, 2017 (-9 days) · channel change inside one enterprise, not a move
- S••••••• I••••••••• A•••••••• I••• to N•••••• G•••• S••••••••• I•••left Jul 11, 2016, registered Mar 13, 2017 (245 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address