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RIA / WealthAdvisorCertified Financial Planner23 years in industry

CRAIG ALAN AUSTAD

Advisor at SAVVY

Denver, CO | NEW YORK, NY | Centennial, CO

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Search this name across graphsid dfx:ria:58cea932-dd05-2961-77ef-bc9497153d13

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 3, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SAVVY
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 29, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 29, 2003
First registration: Apr 3, 2003
Dual registered: no
IAPD individual key: 2613731

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Savvy	Independent wealth	Sep 17, 2024	n/a	yes	Denver, CO\|Centennial, CO\|NEW YORK, NY	Current employment
DENVER PWM, LLC	Independent wealth	Jan 21, 2016	Dec 4, 2024	no	DENVER, CO	Previous registration
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY	n/a	Jan 23, 2007	Apr 30, 2007	no	MILWAUKEE, WI	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Apr 3, 2003	Sep 22, 2003	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DENVER PWM, LLC	Savvy	Dec 4, 2024	Sep 17, 2024	-78	Firm change after gap	RIA to RIA
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY	DENVER PWM, LLC	Apr 30, 2007	Jan 21, 2016	3,188	Firm change after gap	Other
EQUITABLE ADVISORS, LLC	NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY	Sep 22, 2003	Jan 23, 2007	1,219	Firm change after gap	Other

Relationships

Registered with (4)

→ SAVVYRegistered adviserregistration: current employment
Sep 17, 2024 to presentfactForm ADV
→ DENVER PWM, LLCRegistered adviserregistration: previous registration
Jan 21, 2016 to Dec 4, 2024factForm ADV
→ NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANYRegistered adviserregistration: previous registration
Jan 23, 2007 to Apr 30, 2007factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 3, 2003 to Sep 22, 2003factForm ADV

Dated events

Occurred
Dec 4, 2024
Advisor changed firm
Craig Alan Austad left Denver Pwm, Llc for Savvy (registered 2024-09-17)
Form ADVobserved 6 days ago