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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

SAMUEL FRANK GALATIOTO

Advisor at OSAIC WEALTH, INC.

IRVINE, CA | Oceanside, CA | Tustin, CA

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Search this name across graphsid dfx:ria:58d8b038-ebff-97b2-5c6a-44742739620a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 25, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 10, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jan 10, 2006
First registration: Jan 25, 2006
Dual registered: yes, broker-dealer
Other names: SAMMY FRANK GALATIOTO|SAM FRANK GALATIOTO|SAMUEL F GALATIOTO|SAMUEL F GALATIOTO
IAPD individual key: 4957257

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Feb 2, 2026	n/a	yes	Tustin, CA\|IRVINE, CA\|Oceanside, CA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 29, 2024	Feb 9, 2026	no	EL SEGUNDO, CA	Previous registration
LIFEMARK SECURITIES CORP.	Bd affiliated wealth	Aug 22, 2012	Feb 22, 2024	no	ROCHESTER, NY\|TUSTIN, CA\|TUSTIN, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 11, 2012	Jun 19, 2012	no	TUSTIN, CA\|ORANGE, CA	Previous registration
MORGAN STANLEY	Wirehouse	Mar 11, 2010	May 1, 2012	no	SANTA ANA, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 25, 2006	Mar 17, 2010	no	NEWPORT BEACH, CA\|EL SEGUNDO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	OSAIC WEALTH, INC.	Feb 9, 2026	Feb 2, 2026	-7	Firm change	Wirehouse to ibd
LIFEMARK SECURITIES CORP.	WELLS FARGO ADVISORS	Feb 22, 2024	Jan 29, 2024	-24	Firm change	Ibd to wirehouse
CHASE INVESTMENT SERVICES CORP.	LIFEMARK SECURITIES CORP.	Jun 19, 2012	Aug 22, 2012	64	Firm change	Other
MORGAN STANLEY	CHASE INVESTMENT SERVICES CORP.	May 1, 2012	May 11, 2012	10	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Mar 17, 2010	Mar 11, 2010	-6	Firm change	Wirehouse to wirehouse

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Feb 2, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 29, 2024 to Feb 9, 2026factForm ADV
→ LIFEMARK SECURITIES CORP.Registered adviserregistration: previous registration
Aug 22, 2012 to Feb 22, 2024factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 11, 2012 to Jun 19, 2012factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 11, 2010 to May 1, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 25, 2006 to Mar 17, 2010factForm ADV

Dated events

Occurred
Feb 9, 2026
Advisor changed firm
Samuel Frank Galatioto left Wells Fargo Advisors for Osaic Wealth, Inc. (registered 2026-02-02)
Form ADVobserved 5 days ago
Occurred
Feb 22, 2024
Advisor changed firm
Samuel Frank Galatioto left Lifemark Securities Corp. for Wells Fargo Advisors (registered 2024-01-29)
Form ADVobserved 5 days ago