DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Samuel Frank Galatioto

Osaic Wealth, Inc.BD affiliatedIrvine, Ca dual registrantIAPD 4957257

Feed of 09/15/2026

Also filed as Sammy Frank Galatioto

At current firm

0 y

since Feb 2, 2026

In the industry

20 y

since Jan 10, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since Feb 2, 2026 · Tustin, Ca
Wells Fargo Advisors wirehouse
Jan 29, 2024 to Feb 9, 2026 · El Segundo, Ca
Lifemark Securities Corp. BD affiliated
Aug 22, 2012 to Feb 22, 2024 · Rochester, Ny
Chase Investment Services Corp. former
May 11, 2012 to Jun 19, 2012 · Tustin, Ca
Morgan Stanley wirehouse
Mar 11, 2010 to May 1, 2012 · Santa Ana, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jan 25, 2006 to Mar 17, 2010 · Newport Beach, Ca

Moves

a registration end followed by a registration begin elsewhere

Wells Fargo Advisors to Osaic Wealth, Inc.
left Feb 9, 2026, registered Feb 2, 2026 (-7 days) · Wirehouse to affiliated broker-dealer or bank
Lifemark Securities Corp. to Wells Fargo Advisors
left Feb 22, 2024, registered Jan 29, 2024 (-24 days) · Affiliated broker-dealer or bank to wirehouse
Chase Investment Services Corp. to Lifemark Securities Corp.
left Jun 19, 2012, registered Aug 22, 2012 (64 days) · Other
Morgan Stanley to Chase Investment Services Corp.
left May 1, 2012, registered May 11, 2012 (10 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Stanley
left Mar 17, 2010, registered Mar 11, 2010 (-6 days) · Wirehouse to wirehouse

Signals

Samuel Frank Galatioto left Wells Fargo Advisors for Osaic Wealth, Inc. (registered 2026-02-02)
Feb 9, 2026 · Advisor changed firm · fact
Samuel Frank Galatioto left Lifemark Securities Corp. for Wells Fargo Advisors (registered 2024-01-29)
Feb 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address