DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
BRENTWOOD, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Aug 4, 2022 | n/a | yes | BRENTWOOD, TN | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jun 17, 2020 | Jul 29, 2022 | no | Franklin, TN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Jul 29, 2022 | Aug 4, 2022 | 6 | Firm change | Ibd to wirehouse |
| F•••• H•••••• A•••••••• I•• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jun 25, 2020 |
| F•••• H•••••• A•••••••• I•• | Former SEC adviser | Jun 11, 2018 | Jun 25, 2020 | no | Franklin, TN | Previous registration |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Dec 14, 2015 | Jun 4, 2018 | no | NASHVILLE, TN|NASHVILLE, TN | Previous registration |
| T••••• S••••••••• I••• | Former SEC adviser | Aug 10, 2015 | Oct 28, 2015 | no | BRENTWOOD, TN | Previous registration |
| -8 |
| Firm change |
| RIA to ibd |
| C••••• I••••••••• A••••••• L•• | F•••• H•••••• A•••••••• I•• | Jun 4, 2018 | Jun 11, 2018 | 7 | Firm change | Ibd to RIA |
| T••••• S••••••••• I••• | C••••• I••••••••• A••••••• L•• | Oct 28, 2015 | Dec 14, 2015 | 47 | Firm change | Other |