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T••••• S••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

T••••• S••••••••• I•••

CRD 17575

BRENTW•••, TN

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Search this name across graphsid dfx:ria:6b1f8357-5a1f-d533-6c41-45621c628a41

Data as of Jan 2, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 7
On other graphs: 1
Observed: Nov 11, 2011 to Jan 2, 2025
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

T••••• S••••••••• I•••

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $284MItem 5.F on the latest filing (2025-01-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $139M
Private client RAUM: $199MderivedItem 5.D individuals plus high net worth individuals
Private client share: 70%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L•••••••• D•••• A•••	VICE PRESIDENT, GENERAL S••••••••• PRINCIPAL	Na	yes	04/2014	May 1, 2014	Dec 22, 2023
M••••• M••••• S•••••••••	President	B	yes	06/2016	Nov 11, 2011

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
Q•••••••• R••••••••• S••••••••	n/a	n/a	n/a	N	yes	n/a
T••••• F•••••••• C•••••••••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$284M	$261M	8.5%	$287M	-0.3%	6	7	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	3	Apr 30, 2025	May 5, 2025	BRENTW•••, TN	Firm absorbed	RIA to ibd	100.0%

Relationships

Moved with (1)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviser3 advisors, firm absorbed, same day
Apr 30, 2025 to May 5, 2025factForm ADV

Registered with (10)

← Martha Stubblefield MasonAdvisorregistration: previous registration
Feb 20, 2004 to Apr 30, 2025factForm ADV
← George Wood MoodyAdvisorregistration: previous registration
Apr 15, 2011 to Apr 30, 2025factForm ADV

Dated events

Occurred
Jun 2, 2025
Left the SEC roster
T••••• S••••••••• I••• no longer on the SEC adviser roster (last listed 2025-05-02, RAUM $283.8M)
Form ADVobserved 6 days ago
$284M
Occurred
Apr 30, 2025
Firm absorbed
T••••• S••••••••• I•••'s advisors moved to R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Brentwood, TN): 3 of 3 registered, on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Apr 30, 2025
Advisor changed firm
David Alan Lankford left T••••• S••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-05-01)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b1f8357-5a1f-d533-6c41-45621c628a41
First observed: Nov 11, 2011
Last observed: Jan 2, 2025 20 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.