DFX Intelligence

S•••• B••••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

S•••• B••••••• C••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Richardson, TX | FRISCO, TX

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Search this name across graphsid dfx:ria:59302120-6774-c241-2185-4a27aae1cd1a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 8, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 27, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jul 27, 2016	n/a	yes	FRISCO, TX\|Richardson, TX	Current employment
S•••••••• I••••••••• M•••••••••	Former SEC adviser	Apr 29, 2016	Jul 18, 2016	no	SAINT LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• I••••••••• M•••••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jul 18, 2016	Jul 27, 2016	9	Firm change	Other
C••••• I••••••••• S••••••• L••	S•••••••• I••••••••• M•••••••••	Oct 4, 2013	Apr 29, 2016

Relationships

Registered with (6)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Jul 27, 2016 to presentfactForm ADV
→ S•••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Apr 29, 2016 to Jul 18, 2016factForm ADV
→ C••••• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Mar 21, 2013 to Oct 4, 2013factForm ADV
→ A••••• A•• P••••••• S•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59302120-6774-c241-2185-4a27aae1cd1a
First observed: Jun 8, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.