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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

ROBERT CLARK ARMSTRONG

Advisor at PARK AVENUE SECURITIES LLC

CHARLOTTE, NC | Mt. Holly, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5961872c-afd7-b6e6-4f0c-978583467fab

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARK AVENUE SECURITIES LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 3, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 6
Exams: S66
First exam: Aug 3, 2013
First registration: Sep 19, 2013
Dual registered: yes, broker-dealer
Other names: Robert Clark Armstrong|ROBERT ARMSTRONG
IAPD individual key: 6163042

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Jan 14, 2022	n/a	yes	CHARLOTTE, NC\|Mt. Holly, NC	Current employment
DEMPSEY LORD SMITH, LLC	Former SEC adviser	Sep 30, 2020	Nov 29, 2021	no	Belmont, NC\|ROME, GA\|ROME, GA\|ROME, GA	Previous registration
ADVISORY SERVICES NETWORK	Independent wealth	Sep 9, 2015	Jun 25, 2018	no	CHARLOTTE, NC\|ATLANTA, GA	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Sep 19, 2013	Jun 4, 2015	no	MOUNT HOLLY, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DEMPSEY LORD SMITH, LLC	PARK AVENUE SECURITIES LLC	Nov 29, 2021	Jan 14, 2022	46	Firm change	RIA to ibd
ADVISORY SERVICES NETWORK	DEMPSEY LORD SMITH, LLC	Jun 25, 2018	Sep 30, 2020	828	Firm change after gap	RIA to RIA
AVANTAX ADVISORY SERVICES	ADVISORY SERVICES NETWORK	Jun 4, 2015	Sep 9, 2015	97	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
104556:146051:NC:2015-06-04	Jun 4, 2015	Sep 9, 2015	MOUNT HOLLY, NC	Firm change

Relationships

Registered with (4)

→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: current employment
Jan 14, 2022 to presentfactForm ADV
→ DEMPSEY LORD SMITH, LLCRegistered adviserregistration: previous registration
Sep 30, 2020 to Nov 29, 2021factForm ADV
→ ADVISORY SERVICES NETWORKRegistered adviserregistration: previous registration
Sep 9, 2015 to Jun 25, 2018factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Sep 19, 2013 to Jun 4, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5961872c-afd7-b6e6-4f0c-978583467fab
First observed: Sep 19, 2013
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROBERT CLARK ARMSTRONG

Advisor at PARK AVENUE SECURITIES LLC

CHARLOTTE, NC | Mt. Holly, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5961872c-afd7-b6e6-4f0c-978583467fab

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

PARK AVENUE SECURITIES LLC

Bd affiliated wealth

Jan 14, 2022

n/a

yes

CHARLOTTE, NC|Mt. Holly, NC

Current employment

DEMPSEY LORD SMITH, LLC

Former SEC adviser

Sep 30, 2020

Nov 29, 2021

Belmont, NC|ROME, GA|ROME, GA|ROME, GA

Previous registration

ADVISORY SERVICES NETWORK

Independent wealth

Sep 9, 2015

Jun 25, 2018

CHARLOTTE, NC|ATLANTA, GA

Previous registration

AVANTAX ADVISORY SERVICES

Former SEC adviser

Sep 19, 2013

Jun 4, 2015

MOUNT HOLLY, NC

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

DEMPSEY LORD SMITH, LLC

PARK AVENUE SECURITIES LLC

Nov 29, 2021

Jan 14, 2022

Firm change

RIA to ibd

ADVISORY SERVICES NETWORK

DEMPSEY LORD SMITH, LLC

Jun 25, 2018

Sep 30, 2020

828

Firm change after gap

RIA to RIA

AVANTAX ADVISORY SERVICES

ADVISORY SERVICES NETWORK

Jun 4, 2015

Sep 9, 2015

Firm change

Other

Team

Left

Joined

From

Kind

104556:146051:NC:2015-06-04

Jun 4, 2015

Sep 9, 2015

MOUNT HOLLY, NC

Firm change