DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Clark Armstrong
Feed of 09/15/2026
Also filed as Robert Clark Armstrong
At current firm
4 y
since Jan 14, 2022
In the industry
13 y
since Aug 3, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Park Avenue Securities LLC BD affiliated currentsince Jan 14, 2022 · Charlotte, Nc
- Dempsey Lord Smith, LLC formerSep 30, 2020 to Nov 29, 2021 · Belmont, Nc
- Advisory Services Network independent RIASep 9, 2015 to Jun 25, 2018 · Charlotte, Nc
- Avantax Advisory Services formerSep 19, 2013 to Jun 4, 2015 · Mount Holly, Nc
Moves
a registration end followed by a registration begin elsewhere
- Dempsey Lord Smith, LLC to Park Avenue Securities LLCleft Nov 29, 2021, registered Jan 14, 2022 (46 days) · RIA to affiliated broker-dealer or bank
- Advisory Services Network to Dempsey Lord Smith, LLCleft Jun 25, 2018, registered Sep 30, 2020 (828 days) · RIA to RIA
- Avantax Advisory Services to Advisory Services Networkleft Jun 4, 2015, registered Sep 9, 2015 (97 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address