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RIA / WealthAdvisor23 years in industry

YING YING JING

Advisor at OCEANIQ CAPITAL, LLC

PALO ALTO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5970e225-eb27-2c23-69dc-9d1f112b55ec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 2
Observed: Dec 23, 2009 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Ying Ying Jing

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

Ying Ying Jing

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OCEANIQ CAPITAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 23, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jun 23, 2003
First registration: Dec 23, 2009
Dual registered: no
Other names: JING YING YING|LUCY JING|YING YING JING
IAPD individual key: 4626484

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OCEANIQ CAPITAL, LLC	Independent wealth	Sep 26, 2025	n/a	yes	PALO ALTO, CA	Current employment
OCEANIQ CAPITAL, LLC	Independent wealth	Jan 28, 2014	Dec 31, 2018	no	Redwood Shores, CA	Previous registration
CREDIT SUISSE SECURITIES (USA) LLC	Former SEC adviser	Aug 2, 2012	Dec 31, 2013	no	SAN FRANCISCO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 23, 2009	Jul 31, 2012	no	MENLO PARK, CA\|PALO ALTO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CREDIT SUISSE SECURITIES (USA) LLC	OCEANIQ CAPITAL, LLC	Dec 31, 2013	Jan 28, 2014	28	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CREDIT SUISSE SECURITIES (USA) LLC	Jul 31, 2012	Aug 2, 2012	2	Firm change	Other

Relationships

Registered with (3)

→ OCEANIQ CAPITAL, LLCRegistered adviserregistration: previous registration
Jan 28, 2014 to Dec 31, 2018factForm ADV
→ CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserregistration: previous registration
Aug 2, 2012 to Dec 31, 2013factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 23, 2009 to Jul 31, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5970e225-eb27-2c23-69dc-9d1f112b55ec
First observed: Dec 23, 2009
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

YING YING JING

Advisor at OCEANIQ CAPITAL, LLC

PALO ALTO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5970e225-eb27-2c23-69dc-9d1f112b55ec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:24 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

OCEANIQ CAPITAL, LLC

Independent wealth

Sep 26, 2025

n/a

yes

PALO ALTO, CA

Current employment

OCEANIQ CAPITAL, LLC

Independent wealth

Jan 28, 2014

Dec 31, 2018

Redwood Shores, CA

Previous registration

CREDIT SUISSE SECURITIES (USA) LLC

Former SEC adviser

Aug 2, 2012

Dec 31, 2013

SAN FRANCISCO, CA

Previous registration

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Dec 23, 2009

Jul 31, 2012

MENLO PARK, CA|PALO ALTO, CA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CREDIT SUISSE SECURITIES (USA) LLC

OCEANIQ CAPITAL, LLC

Dec 31, 2013

Jan 28, 2014

Firm change

Other

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CREDIT SUISSE SECURITIES (USA) LLC

Jul 31, 2012

Aug 2, 2012

Firm change

Other