DFX Intelligence

S•••••• B•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant41 years in industry

S•••••• B•••••• S••••

Advisor at O••••••• B•• W••••• P•••••••

PARSIPPANY, NJ

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Search this name across graphsid dfx:ria:597f431f-1b4b-d4d2-80f2-02afa3809075

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 10, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••• B•• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 22, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••• B•• W••••• P•••••••	Independent wealth	Jun 29, 2022	n/a	yes	PARSIPPANY, NJ	Current employment
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Dec 19, 2014	Jul 20, 2022	no	FAIRFIELD, NJ\|MORRISTOWN, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A•••••• G••••• L••	O••••••• B•• W••••• P•••••••	Jul 20, 2022	Jun 29, 2022	-21	Bulk transfer	Ibd to RIA
N••••••••• M••••• I••••••••• S•••••••••	P•••••• A•••••• G••••• L••	Feb 27, 2015	Dec 19, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
2881:155216:NJ:2015-02-26	Feb 27, 2015	Dec 19, 2014	FLORHAM PARK, NJ	Firm change after gap

Relationships

Registered with (3)

→ O••••••• B•• W••••• P•••••••Registered adviserregistration: current employment
Jun 29, 2022 to presentfactForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Dec 19, 2014 to Jul 20, 2022factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Nov 10, 2005 to Feb 27, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:597f431f-1b4b-d4d2-80f2-02afa3809075
First observed: Nov 10, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.