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RIA / WealthAdvisor26 years in industry

CARRIE ELIZABETH BERTRAND

Advisor at BERTRAND INVESTMENT STRATEGIES, L.L.C.

OKLAHOMA CITY, OK

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Search this name across graphsid dfx:ria:5987a3b9-b78b-c876-2e20-22fc97de7951

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 26, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BERTRAND INVESTMENT STRATEGIES, L.L.C.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65
First exam: May 23, 2005
First registration: May 26, 2005
Dual registered: no
Other names: CARRIE ELIZABETH SHORT
IAPD individual key: 4953514

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BERTRAND INVESTMENT STRATEGIES, L.L.C.	State registered	Oct 12, 2022	n/a	yes	OKLAHOMA CITY, OK\|OKLAHOMA CITY, OK	Current employment
IMPACT PARTNERSHIP WEALTH, LLC	Independent wealth	Jul 26, 2021	Jun 15, 2023	no	Oklahoma City, OK	Previous registration
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Jan 19, 2007	Jan 10, 2008	no	WHEATON, IL	Previous registration
INVESTMENT STRATEGIES, LLC	State registered	Jun 22, 2006	Jul 20, 2021	no	OKLAHOMA CITY, OK\|OKLAHOMA CITY, OK	Previous registration
BLUE VASE SECURITIES, LLC	n/a	May 26, 2005	Aug 12, 2005	no	OKLAHOMA CITY, OK	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IMPACT PARTNERSHIP WEALTH, LLC	BERTRAND INVESTMENT STRATEGIES, L.L.C.	Jun 15, 2023	Oct 12, 2022	-246	Firm change after gap	RIA to state RIA
INVESTMENT STRATEGIES, LLC	BROOKSTONE CAPITAL MANAGEMENT LLC	Jul 20, 2021	Jan 19, 2007	-5,296	Firm change after gap	Other
BROOKSTONE CAPITAL MANAGEMENT LLC	IMPACT PARTNERSHIP WEALTH, LLC	Jan 10, 2008	Jul 26, 2021	4,946	Firm change after gap	Other
BLUE VASE SECURITIES, LLC	INVESTMENT STRATEGIES, LLC	Aug 12, 2005	Jun 22, 2006	314	Firm change	Other

Relationships

Registered with (5)

→ BERTRAND INVESTMENT STRATEGIES, L.L.C.Registered adviserregistration: current employment
Oct 12, 2022 to presentfactForm ADV
→ IMPACT PARTNERSHIP WEALTH, LLCRegistered adviserregistration: previous registration
Jul 26, 2021 to Jun 15, 2023factForm ADV
→ INVESTMENT STRATEGIES, LLCRegistered adviserregistration: previous registration
Jun 22, 2006 to Jul 20, 2021factForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 19, 2007 to Jan 10, 2008factForm ADV
→ BLUE VASE SECURITIES, LLCRegistered adviserregistration: previous registration
May 26, 2005 to Aug 12, 2005factForm ADV

Dated events

Occurred
Jun 15, 2023
Advisor changed firm
Carrie Elizabeth Bertrand left Impact Partnership Wealth, Llc for Bertrand Investment Strategies, L.L.C. (registered 2022-10-12)
Form ADVobserved 5 days ago