RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• E•••••••• B•••••••
- B••••••• I••••••••• S••••••••• L••••• state registered currentsince Oct 12, 2022 · Oklahoma City, Ok
- I••••• P••••••••• W•••••• L•• independent RIAJul 26, 2021 to Jun 15, 2023 · Oklahoma City, Ok
- B••••••••• C•••••• M••••••••• L•• independent RIAJan 19, 2007 to Jan 10, 2008 · Wheaton, Il
- I••••••••• S••••••••• L•• state registeredJun 22, 2006 to Jul 20, 2021 · Oklahoma City, Ok
- B••• V••• S••••••••• L•• unclassifiedMay 26, 2005 to Aug 12, 2005 · Oklahoma City, Ok
- I••••• P••••••••• W•••••• L•• to B••••••• I••••••••• S••••••••• L•••••left Jun 15, 2023, registered Oct 12, 2022 (-246 days) · RIA to a state-registered adviser
- I••••••••• S••••••••• L•• to B••••••••• C•••••• M••••••••• L••left Jul 20, 2021, registered Jan 19, 2007 (-5296 days) · Other
- B••••••••• C•••••• M••••••••• L•• to I••••• P••••••••• W•••••• L••left Jan 10, 2008, registered Jul 26, 2021 (4946 days) · Other
- B••• V••• S••••••••• L•• to I••••••••• S••••••••• L••left Aug 12, 2005, registered Jun 22, 2006 (314 days) · Other
- C••••• E•••••••• B••••••• left I••••• P••••••••• W•••••• L•• for B••••••• I••••••••• S••••••••• L••••• (registered 2022-10-12)Jun 15, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address