DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

LEGACY FINANCIAL STRATEGIES, LLC

CRD 149507

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:598a2a52-7019-fd41-1d27-4495ee4d637b

Data as of Jun 8, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Mar 13, 2012 to Jun 8, 2016
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $162MItem 5.F on the latest filing (2016-06-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $133M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 9
Accounts: 1,159
SEC number: 801-100471
CRD: 149507
Filings on the tape: 14
First filed: Mar 13, 2012
Latest filed: Jun 8, 2016
Organised: Limited Liability Company, Missouri

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LUTZ, MICHAEL, WAYNE	MANAGER AND CHIEF EXECUTIVE OFFICER	C	yes	02/2010	Mar 13, 2012	Jun 8, 2016
LUTZ, MICHAEL, WAYNE	CEO, MANAGING MEMBER	Na	yes	02/2010	Mar 13, 2012	Jun 8, 2016
RONALD D. LUTZ, TRUSTEE FOR THE MICHAEL W. LUTZ IRREVOCABLE SPENDTHRIFT TRUST	Trust	E	yes	02/2010	Jun 28, 2012	Jun 8, 2016
NEUKIRCH, NICHOLAS, SEAN	INVESTMENT ADVISOR REPRESENTIVE	Na	no	01/2016	Feb 11, 2016	Jun 8, 2016
VOSBURGH, GRETCHEN, CATHLEEN	CHIEF COMPLIANCE OFFICER	B	no	10/2013	Jun 29, 2015	Jun 8, 2016
WREN, MICHAEL, VOORHEES	PRINCIPAL, INVESTMENT ADVISOR REPRESENTATIVE	B	no	03/2015	Jun 29, 2015	Jun 8, 2016

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Topeka	Ks	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 28, 2016	$162M	$133M	11	9	n/a	n/a	n/a
2011	Mar 13, 2012	$74.5M	$15.0M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$162M	n/a	n/a	n/a	n/a	12	n/a	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LEGACY FINANCIAL STRATEGIES, LLC	3	Dec 16, 2016	Aug 18, 2016	OVERLAND PARK, KS	Firm absorbed	Other	100.0%

Relationships

Owns (3)

← VOSBURGH, GRETCHEN, CATHLEENOwnerCHIEF COMPLIANCE OFFICER, ownership code B, individual
Jun 29, 2015 to presentfactForm ADV
← WREN, MICHAEL, VOORHEESOwnerPRINCIPAL, INVESTMENT ADVISOR REPRESENTATIVE, ownership code B, individual
Jun 29, 2015 to presentfactForm ADV
← NEUKIRCH, NICHOLAS, SEANOwnerINVESTMENT ADVISOR REPRESENTIVE, ownership code NA, individual
Feb 11, 2016 to presentfactForm ADV

Controls (2)

← LUTZ, MICHAEL, WAYNEOwnerMANAGER AND CHIEF EXECUTIVE OFFICER, ownership code C, individual
Mar 13, 2012 to presentfactForm ADV
← RONALD D. LUTZ, TRUSTEE FOR THE MICHAEL W. LUTZ IRREVOCABLE SPENDTHRIFT TRUSTOwnerTRUST, ownership code E, domestic entity
Jun 28, 2012 to presentfactForm ADV

Registered with (4)

← MICHAEL VOORHEES WRENAdvisorregistration: previous registration
Mar 12, 2014 to Dec 16, 2016factForm ADV
← BRENDA FORD RICHMANAdvisorregistration: previous registration
Jul 7, 2014 to Dec 16, 2016factForm ADV
← SAMUEL LEE MURRAYAdvisorregistration: previous registration
Nov 6, 2014 to Dec 16, 2016factForm ADV
← MARGUERITE LUCAS ARMITAGEAdvisorregistration: previous registration
Sep 29, 2015 to Jul 13, 2016factForm ADV

Moved with (1)

→ LEGACY FINANCIAL STRATEGIES, LLCRegistered adviser3 advisors, firm absorbed, same day
Dec 16, 2016 to Aug 18, 2016factForm ADV

Dated events

Occurred
Jun 29, 2015
First Form ADV filing
Legacy Financial Strategies, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:598a2a52-7019-fd41-1d27-4495ee4d637b
First observed: Mar 13, 2012
Last observed: Jun 8, 2016 125 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LEGACY FINANCIAL STRATEGIES, LLC

CRD 149507

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:598a2a52-7019-fd41-1d27-4495ee4d637b

Data as of Jun 8, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:37 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LUTZ, MICHAEL, WAYNE

MANAGER AND CHIEF EXECUTIVE OFFICER

yes

02/2010

Mar 13, 2012

Jun 8, 2016

LUTZ, MICHAEL, WAYNE

CEO, MANAGING MEMBER

yes

02/2010

Mar 13, 2012

Jun 8, 2016

RONALD D. LUTZ, TRUSTEE FOR THE MICHAEL W. LUTZ IRREVOCABLE SPENDTHRIFT TRUST

Trust

yes

02/2010

Jun 28, 2012

Jun 8, 2016

NEUKIRCH, NICHOLAS, SEAN

INVESTMENT ADVISOR REPRESENTIVE

01/2016

Feb 11, 2016

Jun 8, 2016

VOSBURGH, GRETCHEN, CATHLEEN

CHIEF COMPLIANCE OFFICER

10/2013

Jun 29, 2015

Jun 8, 2016

WREN, MICHAEL, VOORHEES

PRINCIPAL, INVESTMENT ADVISOR REPRESENTATIVE

03/2015

Jun 29, 2015

Jun 8, 2016

City

State

Country

Employees

Also broker-dealer

Topeka

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 28, 2016

$162M

$133M

n/a

2011

Mar 13, 2012

$74.5M

$15.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$162M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LEGACY FINANCIAL STRATEGIES, LLC

Dec 16, 2016

Aug 18, 2016

OVERLAND PARK, KS

Firm absorbed

Other

100.0%