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J•• P•••••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

J•• P•••••• E••••

Advisor at N••••••• W••••• M••••••••• G••••• L••

CINCINNATI, OH

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Search this name across graphsid dfx:ria:59a9857d-0715-1281-e550-a824c2208825

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 22, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• W••••• M••••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• W••••• M••••••••• G••••• L••	Independent wealth	Dec 8, 2022	n/a	yes	CINCINNATI, OH	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Mar 25, 2017	Dec 14, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	N••••••• W••••• M••••••••• G••••• L••	Dec 14, 2022	Dec 8, 2022	-6	Firm change	Ibd to RIA
M•• F•••••••• S•••••••• I•••	M•• I•••••••• S•••••••• L••	Mar 25, 2017

Relationships

Registered with (3)

→ N••••••• W••••• M••••••••• G••••• L••Registered adviserregistration: current employment
Dec 8, 2022 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2017 to Dec 14, 2022factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 22, 2006 to Mar 25, 2017factForm ADV

Dated events

Occurred
Dec 14, 2022
Advisor changed firm
J•• P•••••• E•••• left M•• I•••••••• S•••••••• L•• for N••••••• W••••• M••••••••• G••••• L•• (registered 2022-12-08)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59a9857d-0715-1281-e550-a824c2208825
First observed: May 22, 2006
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.