RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• P•••••• E••••
- N••••••• W••••• M••••••••• G••••• L•• independent RIA currentsince Dec 8, 2022 · Cincinnati, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Dec 14, 2022 · Bellbrook, Oh
- M•• F•••••••• S•••••••• I••• formerMay 22, 2006 to Mar 25, 2017 · Dublin, Oh
- M•• I•••••••• S•••••••• L•• to N••••••• W••••• M••••••••• G••••• L••left Dec 14, 2022, registered Dec 8, 2022 (-6 days) · Affiliated broker-dealer or bank to independent RIA
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- J•• P•••••• E•••• left M•• I•••••••• S•••••••• L•• for N••••••• W••••• M••••••••• G••••• L•• (registered 2022-12-08)Dec 14, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address