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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Nolen Anthony Howe

Advisor at EDWARD JONES

Naperville, IL | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:59be8da4-80c4-d1ff-f066-4fa6930977d3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 25, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Apr 4, 2017
First registration: Apr 25, 2017
Dual registered: yes, broker-dealer
Other names: Nolen Anthony Howe|Nolen Anthony Howe|Nolen Howe
IAPD individual key: 6748513

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Oct 19, 2023	n/a	yes	ST. LOUIS, MO\|Naperville, IL	Current employment
SPIRE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Mar 8, 2023	Oct 16, 2023	no	McLean, VA	Previous registration
LEGACY WEALTH MANAGEMENT INC.	Independent wealth	Dec 15, 2021	Mar 2, 2023	no	MANASSAS, VA	Previous registration
SPIRE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Apr 27, 2020	Dec 15, 2021	no	Reston, VA\|MCLEAN, VA\|McLean, VA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 13, 2018	Feb 14, 2019	no	WASHINGTON, DC\|ALEXANDRIA, VA\|WASHINGTON, DC\|BETHESDA, MD	Previous registration
EDWARD JONES	National bd RIA	Apr 25, 2017	Feb 20, 2018	no	Readfield, ME\|ST LOUIS, MO\|St.Louis, MO\|McLean, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SPIRE WEALTH MANAGEMENT, LLC	EDWARD JONES	Oct 16, 2023	Oct 19, 2023	3	Firm change	Ibd to ibd
LEGACY WEALTH MANAGEMENT INC.	SPIRE WEALTH MANAGEMENT, LLC	Mar 2, 2023	Mar 8, 2023	6	Firm change	RIA to ibd
SPIRE WEALTH MANAGEMENT, LLC	LEGACY WEALTH MANAGEMENT INC.	Dec 15, 2021	Dec 15, 2021	0	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SPIRE WEALTH MANAGEMENT, LLC	Feb 14, 2019	Apr 27, 2020	438	Firm change after gap	Wirehouse to ibd
EDWARD JONES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 20, 2018	Apr 13, 2018	52	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 25, 2017 to Feb 20, 2018factForm ADV
→ SPIRE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 8, 2023 to Oct 16, 2023factForm ADV
→ LEGACY WEALTH MANAGEMENT INC.Registered adviserregistration: previous registration
Dec 15, 2021 to Mar 2, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 13, 2018 to Feb 14, 2019factForm ADV

Dated events

Occurred
Oct 16, 2023
Advisor changed firm
Nolen Anthony Howe left Spire Wealth Management, Llc for Edward Jones (registered 2023-10-19)
Form ADVobserved 6 days ago
Occurred
Mar 2, 2023
Advisor changed firm
Nolen Anthony Howe left Legacy Wealth Management Inc. for Spire Wealth Management, Llc (registered 2023-03-08)
Form ADVobserved 6 days ago