DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

N•••• A•••••• H•••

E••••• J••••national BDNaperville, Il dual registrantIAPD 6748513

Feed of 09/15/2026

Also filed as Nolen Anthony Howe

At current firm

2 y

since Oct 19, 2023

In the industry

10 y

since Mar 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Oct 19, 2023 · St. Louis, Mo
S•••• W••••• M••••••••• L•• BD affiliated
Mar 8, 2023 to Oct 16, 2023 · Mclean, Va
L••••• W••••• M••••••••• I••• independent RIA
Dec 15, 2021 to Mar 2, 2023 · Manassas, Va
S•••• W••••• M••••••••• L•• BD affiliated
Apr 27, 2020 to Dec 15, 2021 · Reston, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 13, 2018 to Feb 14, 2019 · Washington, Dc
E••••• J•••• national BD
Apr 25, 2017 to Feb 20, 2018 · Readfield, Me

Moves

a registration end followed by a registration begin elsewhere

S•••• W••••• M••••••••• L•• to E••••• J••••
left Oct 16, 2023, registered Oct 19, 2023 (3 days) · Affiliated broker-dealer or bank to another
L••••• W••••• M••••••••• I••• to S•••• W••••• M••••••••• L••
left Mar 2, 2023, registered Mar 8, 2023 (6 days) · RIA to affiliated broker-dealer or bank
S•••• W••••• M••••••••• L•• to L••••• W••••• M••••••••• I•••
left Dec 15, 2021, registered Dec 15, 2021 (0 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••• W••••• M••••••••• L••
left Feb 14, 2019, registered Apr 27, 2020 (438 days) · Wirehouse to affiliated broker-dealer or bank
E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 20, 2018, registered Apr 13, 2018 (52 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Nolen Anthony Howe left Spire Wealth Management, Llc for Edward Jones (registered 2023-10-19)
Oct 16, 2023 · Advisor changed firm · fact
Nolen Anthony Howe left Legacy Wealth Management Inc. for Spire Wealth Management, Llc (registered 2023-03-08)
Mar 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address