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Reading the graph
Advisor at SITTNER & NELSON, LLC
EUGENE, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SITTNER & NELSON, LLC | Independent wealth | Sep 30, 2020 | n/a | yes | EUGENE, OR | Current employment |
| ROEHL & YI INVESTMENT ADVISORS, LLC | Independent wealth | Feb 23, 2009 | Apr 5, 2010 | no | EUGENE, OR | Previous registration |
| KMS FINANCIAL SERVICES, INC | Former SEC adviser | Jun 19, 2007 | Oct 30, 2020 | no | EUGENE, OR|EUGENE, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KMS FINANCIAL SERVICES, INC | ROEHL & YI INVESTMENT ADVISORS, LLC | Oct 30, 2020 | Feb 23, 2009 | -4,267 | Firm change after gap | Other |
| ROEHL & YI INVESTMENT ADVISORS, LLC | SITTNER & NELSON, LLC | Apr 5, 2010 | Sep 30, 2020 | 3,831 | Firm change after gap | Other |