This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$1.0BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$1.0B

Private client RAUM

$978MderivedItem 5.D individuals plus high net worth individuals

Private client share

93%derivedprivate client RAUM over total RAUM

Advisors on IAPD

4

RAUM per advisor

$262Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

6

Advisory employees

4

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1,506

Individual clients

266

High net worth clients

189

Custody, client assets

$299M

SEC number

801-119243

CIK

1846138

CRD

309757

Filings on the tape

14

First filed

Jul 7, 2020

Latest filed

Mar 31, 2026

Organised

Limited Liability Company, OR

Website

sittnerandnelson.com

• Occurred

  Mar 31, 2022
  Regulatory AUM changed

  Sittner & Nelson, Llc reported RAUM $768.0M, up 30% from $588.9M (2021-01-28 to 2022-03-31)

  Form ADVobserved 4 days ago
  $179M
• Occurred

  Jul 7, 2020
  First Form ADV filing

  Sittner And Nelson Advisors, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9ed1ffda-d209-7c4a-0272-674ec75a2ad2

First observed

Jul 7, 2020

Last observed

Mar 31, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.