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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

DALE CASH TEAT

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

ATLANTA, GA

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Search this name across graphsid dfx:ria:59e44171-e97e-05c9-a91a-29402b724e80

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 12, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 9, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Mar 9, 1992
First registration: Aug 12, 2003
Dual registered: yes, broker-dealer
Other names: DALE SUE CASH|DALE C TEAT|DALE SUE TEAT|DALE CASH TEAT|DALE CASH TEAT
IAPD individual key: 1889653

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Dec 4, 2015	n/a	yes	ATLANTA, GA	Current employment
BARCLAYS CAPITAL INC.	Former SEC adviser	Aug 20, 2012	Dec 4, 2015	no	ATLANTA, GA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jan 31, 2007	Aug 21, 2012	no	ALPHARETTA, GA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 19, 2003	Dec 8, 2006	no	ALPHARETTA, GA\|ALPHARETTA, GA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 12, 2003	Dec 11, 2003	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BARCLAYS CAPITAL INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Dec 4, 2015	Dec 4, 2015	0	Bulk transfer	Other
SUNTRUST INVESTMENT SERVICES, INC.	BARCLAYS CAPITAL INC.	Aug 21, 2012	Aug 20, 2012	-1	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SUNTRUST INVESTMENT SERVICES, INC.	Dec 8, 2006	Jan 31, 2007	54	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 11, 2003	Dec 19, 2003	8	Firm change	Other

Relationships

Registered with (5)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Dec 4, 2015 to presentfactForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
Aug 20, 2012 to Dec 4, 2015factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 31, 2007 to Aug 21, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 19, 2003 to Dec 8, 2006factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 12, 2003 to Dec 11, 2003factForm ADV

Dated events

No dated event names this entity yet.