DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dale Cash Teat
Feed of 09/14/2026
Also filed as Dale Sue Cash
At current firm
10 y
since Dec 4, 2015
In the industry
34 y
since Mar 9, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Stifel, Nicolaus & Company, Incorporated national BD currentsince Dec 4, 2015 · Atlanta, Ga
- Barclays Capital Inc. formerAug 20, 2012 to Dec 4, 2015 · Atlanta, Ga
- Suntrust Investment Services, Inc. formerJan 31, 2007 to Aug 21, 2012 · Alpharetta, Ga
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDec 19, 2003 to Dec 8, 2006 · Alpharetta, Ga
- Citigroup Global Markets Inc. BD affiliatedAug 12, 2003 to Dec 11, 2003 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Barclays Capital Inc. to Stifel, Nicolaus & Company, Incorporatedleft Dec 4, 2015, registered Dec 4, 2015 (0 days) · corporate re-registration, not a move
- Suntrust Investment Services, Inc. to Barclays Capital Inc.left Aug 21, 2012, registered Aug 20, 2012 (-1 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Suntrust Investment Services, Inc.left Dec 8, 2006, registered Jan 31, 2007 (54 days) · Other
- Citigroup Global Markets Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Dec 11, 2003, registered Dec 19, 2003 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address