DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at E•••••••• W••••• M•••••••••
EDEN PRAIRIE, MN | Boston, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••••• W••••• M••••••••• | Independent wealth | Aug 28, 2024 | n/a | yes | Boston, MA|EDEN PRAIRIE, MN | Current employment |
| C•••••• S••••• • C••• I••• | National bd RIA | Jan 27, 2022 | Aug 28, 2024 | no | Boston, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | E•••••••• W••••• M••••••••• | Aug 28, 2024 | Aug 28, 2024 | 0 | Firm change | Ibd to RIA |
| T• A••••••••• I••••••••• M••••••••• L•• | C•••••• S••••• • C••• I••• | Sep 7, 2023 | Jan 27, 2022 |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Dec 8, 2017 | Sep 7, 2023 | no | Boston, MA|Boston, MA | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Dec 8, 2017 | Oct 14, 2022 | no | BOSTON, MA|Boston, MA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Apr 18, 2016 | Dec 11, 2017 | no | RIVERSIDE, RI | Previous registration |
| -588 |
| Bulk transfer |
| RIA to ibd |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Oct 14, 2022 | Dec 8, 2017 | -1,771 | Bulk transfer | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | T• A••••••••• I••• | Dec 11, 2017 | Dec 8, 2017 | -3 | Firm change | Other |