DFX Intelligence

M•••••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

M•••••• S•••••••••

Advisor at C•••••••• G••••• M•••••• I•••

Selden, NY | Port Jefferson, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:59e6781f-67d2-5520-0fe0-9d3ddc06f76c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 29, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 24, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Aug 16, 2022	n/a	yes	Selden, NY\|Port Jefferson, NY	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Apr 23, 2018	Aug 23, 2022	no	HUNTINGTON STATION, NY\|MELVILLE, NY\|ISLIP, NY\|MELVILLE, NY\|WEST ISLIP, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C•••••••• G••••• M•••••• I•••	Aug 23, 2022	Aug 16, 2022	-7	Firm change	Wirehouse to ibd
E••••• J••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jan 14, 2015	Feb 27, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:7059:NY:2022-08-10	Aug 23, 2022	Aug 16, 2022	WEST ISLIP, NY	Firm change
250:7691:MO:2015-01-14	Jan 14, 2015	Feb 27, 2015	ST LOUIS, MO	Firm change

Relationships

Registered with (4)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: current employment
Aug 16, 2022 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 23, 2018 to Aug 23, 2022factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
May 19, 2014 to Jan 14, 2015factForm ADV
→ F•••• E••••• A•••• M••••••••• I••

Dated events

Occurred
Aug 23, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59e6781f-67d2-5520-0fe0-9d3ddc06f76c
First observed: Jul 29, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.