DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• S•••••••••

C•••••••• G••••• M•••••• I•••BD affiliatedSelden, Ny dual registrantIAPD 5514548

Feed of 09/15/2026

Also filed as M•••••• Sanchez

At current firm

4 y

since Aug 16, 2022

In the industry

18 y

since Jul 24, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• G••••• M•••••• I••• BD affiliated current
since Aug 16, 2022 · Selden, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 23, 2018 to Aug 23, 2022 · Huntington Station, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 27, 2015 to Jun 15, 2016 · Medford, Ny
E••••• J•••• national BD
May 19, 2014 to Jan 14, 2015 · Medford, Ny
F•••• E••••• A•••• M••••••••• I•• former
Feb 23, 2010 to May 21, 2014 · Hauppauge, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 29, 2008 to Feb 12, 2009 · Melville, Ny

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••
left Aug 23, 2022, registered Aug 16, 2022 (-7 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jan 14, 2015, registered Feb 27, 2015 (44 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
F•••• E••••• A•••• M••••••••• I•• to E••••• J••••
left May 21, 2014, registered May 19, 2014 (-2 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• E••••• A•••• M••••••••• I••
left Feb 12, 2009, registered Feb 23, 2010 (376 days) · Other

Signals

M•••••• S••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C•••••••• G••••• M•••••• I••• (registered 2022-08-16)
Aug 23, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address