DFX Intelligence
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Reading the graph
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Advisor at M••••• S••••••
Sandy, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• S•••••• | Wirehouse | May 1, 2024 | n/a | yes | Sandy, UT | Current employment |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Aug 7, 2017 | May 22, 2018 | no | Portland, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T• A••••••••• I••••••••• M••••••••• L•• | M••••• S•••••• | May 22, 2018 | May 1, 2024 | 2,171 | Firm change after gap | RIA to wirehouse |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | May 22, 2018 | Aug 7, 2017 |
| T• A••••••••• I••• |
| Former SEC adviser |
| Aug 4, 2017 |
| May 22, 2018 |
| no |
| Portland, OR |
| Previous registration |
| J••••• I••••••••• M••••••••• I••• | Asset manager | Nov 24, 2014 | Apr 7, 2015 | no | LAKE OSWEGO, OR | Previous registration |
| -288 |
| Channel change |
| Other |
| J••••• I••••••••• M••••••••• I••• | T• A••••••••• I••• | Apr 7, 2015 | Aug 4, 2017 | 850 | Firm change after gap | Other |