RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince May 1, 2024 · Sandy, Ut
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 7, 2017 to May 22, 2018 · Portland, Or
- T• A••••••••• I••• formerAug 4, 2017 to May 22, 2018 · Portland, Or
- J••••• I••••••••• M••••••••• I••• asset managerNov 24, 2014 to Apr 7, 2015 · Lake Oswego, Or
- T• A••••••••• I••••••••• M••••••••• L•• to M••••• S••••••left May 22, 2018, registered May 1, 2024 (2171 days) · RIA to wirehouse
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left May 22, 2018, registered Aug 7, 2017 (-288 days) · channel change inside one enterprise, not a move
- J••••• I••••••••• M••••••••• I••• to T• A••••••••• I•••left Apr 7, 2015, registered Aug 4, 2017 (850 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address