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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

WESLEY LEE HANDLEY

Advisor at VOYA RETIREMENT ADVISORS, LLC

KLAMATH FALLS, OR | WINDSOR, CT

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Search this name across graphsid dfx:ria:59fb8fee-d210-bbd1-a5ba-af49fb453196

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VOYA RETIREMENT ADVISORS, LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 15, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jan 15, 1990
First registration: Jan 1, 2010
Dual registered: yes, broker-dealer
Other names: WES HANDLEY
IAPD individual key: 2005772

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VOYA RETIREMENT ADVISORS, LLC	Other adviser	Sep 14, 2015	n/a	yes	KLAMATH FALLS, OR\|WINDSOR, CT	Current employment
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jun 26, 2015	Sep 14, 2015	no	PORTLAND, OR\|Klamath Falls, OR	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	May 30, 2014	Jun 5, 2015	no	PORTLAND, OR\|KLAMATH FALLS, OR	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Sep 26, 2011	May 1, 2013	no	KLAMATH FALLS, OR	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jan 1, 2010	May 3, 2011	no	EUGENE, OR\|PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VOYA FINANCIAL ADVISORS, INC.	VOYA RETIREMENT ADVISORS, LLC	Sep 14, 2015	Sep 14, 2015	0	Firm change	Other
EQUITABLE ADVISORS, LLC	VOYA FINANCIAL ADVISORS, INC.	Jun 5, 2015	Jun 26, 2015	21	Firm change	Other
CUSO FINANCIAL SERVICES, L.P.	EQUITABLE ADVISORS, LLC	May 1, 2013	May 30, 2014	394	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	CUSO FINANCIAL SERVICES, L.P.	May 3, 2011	Sep 26, 2011	146	Firm change	Other

Relationships

Registered with (5)

→ VOYA RETIREMENT ADVISORS, LLCRegistered adviserregistration: current employment
Sep 14, 2015 to presentfactForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jun 26, 2015 to Sep 14, 2015factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
May 30, 2014 to Jun 5, 2015factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Sep 26, 2011 to May 1, 2013factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 1, 2010 to May 3, 2011factForm ADV

Dated events

No dated event names this entity yet.