DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Wesley Lee Handley
Feed of 09/14/2026
Also filed as Wes Handley
At current firm
11 y
since Sep 14, 2015
In the industry
36 y
since Jan 15, 1990 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Voya Retirement Advisors, LLC other currentsince Sep 14, 2015 · Klamath Falls, Or
- Voya Financial Advisors, Inc. BD affiliatedJun 26, 2015 to Sep 14, 2015 · Portland, Or
- Equitable Advisors, LLC national BDMay 30, 2014 to Jun 5, 2015 · Portland, Or
- Cuso Financial Services, L.P. formerSep 26, 2011 to May 1, 2013 · Klamath Falls, Or
- Valic Financial Advisors, Inc. BD affiliatedJan 1, 2010 to May 3, 2011 · Eugene, Or
Moves
a registration end followed by a registration begin elsewhere
- Voya Financial Advisors, Inc. to Voya Retirement Advisors, LLCleft Sep 14, 2015, registered Sep 14, 2015 (0 days) · Other
- Equitable Advisors, LLC to Voya Financial Advisors, Inc.left Jun 5, 2015, registered Jun 26, 2015 (21 days) · Other
- Cuso Financial Services, L.P. to Equitable Advisors, LLCleft May 1, 2013, registered May 30, 2014 (394 days) · Other
- Valic Financial Advisors, Inc. to Cuso Financial Services, L.P.left May 3, 2011, registered Sep 26, 2011 (146 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address