DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B••• G••••• • C••••••• I•••
ORANGE, CA | Leander, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••• G••••• • C••••••• I••• | Independent wealth | Nov 5, 2024 | n/a | yes | ORANGE, CA|Leander, TX | Current employment |
| M•••••• S••••••••• A•••• M••••••••• L•• | Former SEC adviser | Feb 28, 2018 | Nov 4, 2024 | no | Windsor, CO|MANCHESTER, MO|Fort Collins, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• S••••••••• A•••• M••••••••• L•• | B••• G••••• • C••••••• I••• | Nov 4, 2024 | Nov 5, 2024 | 1 | Firm change | Ibd to RIA |
| R•• C•••••• M••••••• L•• | M•••••• S••••••••• A•••• M••••••••• L•• | Mar 16, 2018 | Feb 28, 2018 |
| R•• C•••••• M••••••• L•• | National bd RIA | Aug 28, 2008 | Mar 16, 2018 | no | FORT COLLINS, CO | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jan 1, 2008 | Sep 2, 2008 | no | BOULDER, CO | Previous registration |
| A• G• E•••••• • S•••• I••• | n/a | Jul 18, 1994 | Jan 1, 2008 | no | BOULDER, CO|BOULDER, CO|ST. LOUIS, MO | Previous registration |
| -16 |
| Firm change |
| Ibd to ibd |
| W•••• F•••• A••••••• | R•• C•••••• M••••••• L•• | Sep 2, 2008 | Aug 28, 2008 | -5 | Firm change | Wirehouse to ibd |
| A• G• E•••••• • S•••• I••• | W•••• F•••• A••••••• | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |