DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Scott Edward Everhart

B.B. Graham & Company, Inc.independent RIAOrange, Ca dual registrantIAPD 1495747

Feed of 09/14/2026

At current firm

1 y

since Nov 5, 2024

In the industry

39 y

since Dec 12, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B.B. Graham & Company, Inc. independent RIA current
since Nov 5, 2024 · Orange, Ca
Moloney Securities Asset Management LLC former
Feb 28, 2018 to Nov 4, 2024 · Windsor, Co
RBC Capital Markets, LLC national BD
Aug 28, 2008 to Mar 16, 2018 · Fort Collins, Co
Wells Fargo Advisors wirehouse
Jan 1, 2008 to Sep 2, 2008 · Boulder, Co
A. G. Edwards & Sons, Inc. unclassified
Jul 18, 1994 to Jan 1, 2008 · Boulder, Co

Moves

a registration end followed by a registration begin elsewhere

Moloney Securities Asset Management LLC to B.B. Graham & Company, Inc.
left Nov 4, 2024, registered Nov 5, 2024 (1 days) · Affiliated broker-dealer or bank to independent RIA
RBC Capital Markets, LLC to Moloney Securities Asset Management LLC
left Mar 16, 2018, registered Feb 28, 2018 (-16 days) · Affiliated broker-dealer or bank to another
Wells Fargo Advisors to RBC Capital Markets, LLC
left Sep 2, 2008, registered Aug 28, 2008 (-5 days) · Wirehouse to affiliated broker-dealer or bank
A. G. Edwards & Sons, Inc. to Wells Fargo Advisors
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

Scott Edward Everhart left Moloney Securities Asset Management Llc for B.B. Graham & Company, Inc. (registered 2024-11-05)
Nov 4, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address