This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PEREGRINE ASSET ADVISERS, INC.

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Jun 13, 2022

First registration

Jun 14, 2022

Dual registered

no

Other names

CHARLIE STUERMER

IAPD individual key

7500585

• Occurred

  Dec 11, 2024
  Advisor changed firm

  Robert C Stuermer left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Peregrine Asset Advisers, Inc. (registered 2025-01-23)

  Form ADVobserved 6 days ago
• Occurred

  Sep 28, 2022
  Advisor changed firm

  Robert C Stuermer left Wells Fargo Advisors for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-04-12)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5a350c09-9a8b-133f-ded0-460b05751edf

First observed

Jun 14, 2022

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.