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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

SCOTT ALLEN SPENCER

Advisor at THORNHILL SECURITIES, INC.

Austin, TX | AUSTIN, TX

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Search this name across graphsid dfx:ria:5a3ba5ec-8b8b-d9f4-59e8-c03c3bcd91d4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 14, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THORNHILL SECURITIES, INC.
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 24, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 24, 1994
First registration: Jan 14, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2384319

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THORNHILL SECURITIES, INC.	Former SEC adviser	Mar 13, 2025	n/a	yes	AUSTIN, TX\|Austin, TX\|AUSTIN, TX	Current employment
FROST INVESTMENT SERVICES	Bd affiliated wealth	Apr 19, 2024	Feb 27, 2025	no	SAN ANTONIO, TX	Previous registration
THORNHILL SECURITIES, INC.	Former SEC adviser	Mar 23, 2016	Feb 1, 2024	no	AUSTIN, TX\|Austin, TX\|Austin, TX\|AUSTIN, TX	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Jan 14, 2002	Mar 31, 2014	no	HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FROST INVESTMENT SERVICES	THORNHILL SECURITIES, INC.	Feb 27, 2025	Mar 13, 2025	14	Firm change	Other
THORNHILL SECURITIES, INC.	FROST INVESTMENT SERVICES	Feb 1, 2024	Apr 19, 2024	78	Firm change	Other
NFP ADVISOR SERVICES, LLC	THORNHILL SECURITIES, INC.	Mar 31, 2014	Mar 23, 2016	723	Firm change after gap	Other

Relationships

Registered with (3)

→ THORNHILL SECURITIES, INC.Registered adviserregistration: previous registration
Mar 23, 2016 to Feb 1, 2024factForm ADV
→ FROST INVESTMENT SERVICESRegistered adviserregistration: previous registration
Apr 19, 2024 to Feb 27, 2025factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Jan 14, 2002 to Mar 31, 2014factForm ADV

Dated events

Occurred
Feb 27, 2025
Advisor changed firm
Scott Allen Spencer left Frost Investment Services for Thornhill Securities, Inc. (registered 2025-03-13)
Form ADVobserved 5 days ago
Occurred
Feb 1, 2024
Advisor changed firm
Scott Allen Spencer left Thornhill Securities, Inc. for Frost Investment Services (registered 2024-04-19)
Form ADVobserved 5 days ago