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CRD 22333
A•••••, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| G•••••• O• M••••• | n/a | A•••••, TX | Houston, TX | 4 | 17 | 2 | yes |
| M•••••• R••• D••••• | n/a | Austin, TX | A•••••, TX | 4 | 10 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••• O•••••••• C•••••••• | Member | E | yes | 06/2013 | Mar 21, 2014 | May 1, 2014 |
| B•••••• J••• B• | Manager | C | yes | 01/2004 | Mar 21, 2014 | May 1, 2014 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| A••••• T•••• C•••••• | n/a | n/a | n/a | Y | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2013 | Mar 21, 2014 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2013 | $64.0M | $77.0M | -16.9% | n/a | n/a | 7 | 7 | n/a | n/a |
| yes |
| A•• T••••• | n/a | A•••••, TX | Cedar Park, TX | 3 | 18 | 1 | yes |
| B•••••• N••••• A•••••••• | n/a | A•••••, TX | Lubbock, TX | 2 | 10 | n/a | yes |
| S•••• A•••• S•••••• | n/a | Austin, TX | A•••••, TX | 1 | 32 | 3 | yes |
| Shareholder |
| E |
| yes |
| 12/2013 |
| Mar 21, 2014 |
| May 1, 2014 |
| T••••••••• G•••••• F••••• I• | CHIEF COMPLIANCE OFFICER, PRESIDENT, FINOP | B | yes | 06/2005 | Mar 26, 2012 | May 1, 2014 |
| A••••• T•••• C•••••• | Stockholder | B | no | 03/1990 | Mar 26, 2012 | May 1, 2014 |
| B•••••• S•••• L••• | Manager | C | no | 01/2004 | Mar 21, 2014 | May 1, 2014 |
| S••••••• M••••••• B••••• | Manager | C | no | 01/2004 | Mar 21, 2014 | May 1, 2014 |
| $64.0M |
| $59.0M |
| 7 |
| 4 |
| n/a |
| n/a |
| n/a |
| 2012 | Mar 28, 2013 | $77.0M | $65.0M | 7 | 3 | n/a | n/a | n/a |
| 2011 | Mar 26, 2012 | $68.0M | $60.0M | n/a | n/a | n/a | n/a | n/a |