DFX Intelligence

J•••• A••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

J•••• A••••• B•••••

Advisor at G••••••• W••••• M•••••••••

ARDEN HILLS, MN | Springfield, IL

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Search this name across graphsid dfx:ria:5a4d6048-f104-1022-af51-288cbb991bf5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 5
On other graphs: 0
Observed: Dec 5, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••• W••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••• W••••• M•••••••••	Bd affiliated wealth	Jun 29, 2026	n/a	yes	Springfield, IL\|ARDEN HILLS, MN\|ARDEN HILLS, MN	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jun 13, 2025	May 15, 2026	no	Springfield, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	G••••••• W••••• M•••••••••	May 15, 2026	Jun 29, 2026	45	Firm change	Ibd to ibd
E•••••• F•••••••• E••••••	K••••• A••••••• S•••••••• L••	Jun 20, 2025	Jun 13, 2025

Relationships

Registered with (8)

→ G••••••• W••••• M•••••••••Registered adviserregistration: current employment
Jun 29, 2026 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 13, 2025 to May 15, 2026factForm ADV
→ E•••••• F•••••••• E••••••Registered adviserregistration: previous registration
Nov 27, 2023 to Jun 20, 2025factForm ADV
→ C•••••• A•••••••

Dated events

Occurred
May 15, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 20, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 31, 2023
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5a4d6048-f104-1022-af51-288cbb991bf5
First observed: Dec 5, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.