DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• W••••• A•••••••• I•••
Hamilton, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• W••••• A•••••••• I••• | Independent wealth | Apr 24, 2018 | n/a | yes | Hamilton, OH | Current employment |
| S••••• M•••• A••••••• | Former SEC adviser | Jan 27, 2017 | Nov 6, 2017 | no | CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••• M•••• A••••••• | R•••••• W••••• A•••••••• I••• | Nov 6, 2017 | Apr 24, 2018 | 169 | Firm change | Other |
| N•• A•••••• S•••••••• L•• | S••••• M•••• A••••••• | Feb 19, 2015 | Jan 27, 2017 |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Jun 23, 2014 | Feb 19, 2015 | no | CINCINNATI, OH | Previous registration |
| W•••••• • R••• | Former SEC adviser | Sep 28, 2012 | Feb 8, 2013 | no | WEST CHESTER, OH | Previous registration |
| 708 |
| Firm change after gap |
| Other |
| W•••••• • R••• | N•• A•••••• S•••••••• L•• | Feb 8, 2013 | Jun 23, 2014 | 500 | Firm change after gap | Other |