N••••••• R••••

Advisor at H••••••••• F•••••••• A•••••••

BRUNSWICK, OH | Brunswick, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5a6e28ea-047d-f827-3259-5803b1d442c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 2, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jun 29, 2026	n/a	yes	Brunswick, OH	Current employment
H••••••••• F•••••••• A•••••••	Bd affiliated wealth	Jun 24, 2025	n/a	yes	BRUNSWICK, OH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	H••••••••• F•••••••• A•••••••	May 27, 2025	Jun 24, 2025	28	Firm change	Ibd to ibd
K•• I••••••••• S••••••• L••	E•••••••• A•••••••• L••	Mar 18, 2024	Apr 10, 2024

Relationships

Registered with (4)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 29, 2026 to presentfactForm ADV
→ H••••••••• F•••••••• A•••••••Registered adviserregistration: current employment
Jun 24, 2025 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 10, 2024 to May 27, 2025factForm ADV
→ K•• I••••••••• S••••••• L••

Dated events

Occurred
May 27, 2025
Advisor changed firm
N••••••• R•••• left E•••••••• A•••••••• L•• for H••••••••• F•••••••• A••••••• (registered 2025-06-24)
Form ADVobserved 7 days ago
Occurred
Mar 18, 2024
Advisor changed firm
N••••••• R•••• left K•• I••••••••• S••••••• L•• for E•••••••• A•••••••• L•• (registered 2024-04-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5a6e28ea-047d-f827-3259-5803b1d442c3
First observed: Dec 2, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.