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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Silvestro Rubino

Advisor at MORGAN STANLEY

Chicago, IL | Cathedral City, CA

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Search this name across graphsid dfx:ria:5a7801d1-acf8-b224-8365-8f4292f70ebe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Nov 14, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 20, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 4
Exams: S65|S63
First exam: Feb 20, 2007
First registration: Nov 14, 2007
Dual registered: yes, broker-dealer
Other names: SLY RUBINO
IAPD individual key: 5019250

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Sep 5, 2023	n/a	yes	Chicago, IL\|Cathedral City, CA	Current employment
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Mar 28, 2022	Sep 5, 2023	no	Jersey City, NJ\|ARLINGTON, VA	Previous registration
HEROLD ADVISORS, INC.	Independent wealth	Nov 18, 2020	Dec 23, 2021	no	NEW YORK, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 10, 2014	Jun 22, 2020	no	LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|SANTA CLARITA, CA\|LOS ANGELES, CA\|NEW YORK, NY\|NEW YORK, NY	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Jul 21, 2014	no	CHICAGO, IL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 20, 2009	Oct 1, 2012	no	CHICAGO, IL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Mar 27, 2008	Feb 26, 2009	no	CHICAGO, IL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 14, 2007	Mar 20, 2008	no	BUFFALO GROVE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E*TRADE CAPITAL MANAGEMENT, LLC	MORGAN STANLEY	Sep 5, 2023	Sep 5, 2023	0	Bulk transfer	RIA to wirehouse
HEROLD ADVISORS, INC.	E*TRADE CAPITAL MANAGEMENT, LLC	Dec 23, 2021	Mar 28, 2022	95	Firm change	RIA to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	HEROLD ADVISORS, INC.	Jun 22, 2020	Nov 18, 2020	149	Firm change	Wirehouse to RIA
J.P. MORGAN SECURITIES LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 21, 2014	Nov 10, 2014	112	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	CHASE INVESTMENT SERVICES CORP.	Feb 26, 2009	Apr 20, 2009	53	Firm change	Other
MSI FINANCIAL SERVICES, INC.	UBS FINANCIAL SERVICES INC.	Mar 20, 2008	Mar 27, 2008	7	Firm change	Other

Relationships

Registered with (8)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Sep 5, 2023 to presentfactForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 28, 2022 to Sep 5, 2023factForm ADV
→ HEROLD ADVISORS, INC.Registered adviserregistration: previous registration
Nov 18, 2020 to Dec 23, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 10, 2014 to Jun 22, 2020factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Jul 21, 2014factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 20, 2009 to Oct 1, 2012factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Mar 27, 2008 to Feb 26, 2009factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 14, 2007 to Mar 20, 2008factForm ADV

Dated events

No dated event names this entity yet.