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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
LADERA RANCH, CA | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Sep 1, 2026 | n/a | yes | LADERA RANCH, CA|PLYMOUTH, MN | Current employment |
| FISHER INVESTMENTS | Independent wealth | May 27, 2021 | Aug 20, 2026 | no | PLANO, TX|Plano, TX | Previous registration |
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | Asset manager | Aug 22, 2019 | May 5, 2021 | no | BOSTON, MA|Tempe, AZ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 28, 2017 | Jul 1, 2019 | no | CHANDLER, AZ|CHANDLER, AZ|HUNTINGTON BEACH, CA|CHANDLER, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Aug 20, 2026 | Sep 1, 2026 | 12 | Firm change | RIA to ibd |
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | FISHER INVESTMENTS | May 5, 2021 | May 27, 2021 | 22 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | Jul 1, 2019 | Aug 22, 2019 | 52 | Firm change | Other |