DFX Intelligence

J•••• L•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

J•••• L•••••• M••••••

Advisor at W•••• F•••• A•••••••

OMAHA, NE

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Search this name across graphsid dfx:ria:5acdf188-02ef-6013-4818-5870ac10983b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 28, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 21, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Dec 4, 2023	n/a	yes	OMAHA, NE	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jun 18, 2015	Aug 21, 2023	no	NORFOLK, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	W•••• F•••• A•••••••	Aug 21, 2023	Dec 4, 2023	105	Firm change	Ibd to wirehouse
F•••• N••••••• C•••••• M••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jun 18, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
115920:149018:NE:2015-06-18	Jun 18, 2015	Jun 18, 2015	NORFOLK, NE	Firm change

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Dec 4, 2023 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jun 18, 2015 to Aug 21, 2023factForm ADV
→ F•••• N••••••• C•••••• M••••••• I•••Registered adviserregistration: previous registration
Jun 3, 2010 to Jun 18, 2015factForm ADV
→ C••••• I••••••••• S••••••• L••

Dated events

Occurred
Aug 21, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5acdf188-02ef-6013-4818-5870ac10983b
First observed: May 28, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.