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RIA / WealthAdvisor19 years in industry

Alexys Z. Serchay

Advisor at TRAJAN WEALTH, L.L.C.

SCOTTSDALE, AZ | San Antonio, TX

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Search this name across graphsid dfx:ria:5ad61806-981f-0f8b-47c1-d9b52b71bf5d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 23, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRAJAN WEALTH, L.L.C.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 4, 2009
First registration: Mar 23, 2009
Dual registered: no
Other names: ALEXYS SERCHAY|alexys z serchay
IAPD individual key: 5632527

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRAJAN WEALTH, L.L.C.	Independent wealth	Oct 2, 2024	n/a	yes	San Antonio, TX\|SCOTTSDALE, AZ	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 28, 2021	Sep 30, 2024	no	San Antonio, TX\|Westlake, TX\|San Antonio, TX	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Jan 8, 2018	Sep 29, 2021	no	SAN ANTONIO, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX\|San Antonio, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Mar 23, 2009	Jan 8, 2018	no	SAN ANTONIO, TX\|SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	TRAJAN WEALTH, L.L.C.	Sep 30, 2024	Oct 2, 2024	2	Firm change	Ibd to RIA
USAA INVESTMENT SERVICES COMPANY	CHARLES SCHWAB & CO., INC.	Sep 29, 2021	Oct 28, 2021	29	Firm change	Other
USAA FINANCIAL PLANNING SERVICES	USAA INVESTMENT SERVICES COMPANY	Jan 8, 2018	Jan 8, 2018	0	Bulk transfer	Other

Relationships

Registered with (4)

→ TRAJAN WEALTH, L.L.C.Registered adviserregistration: current employment
Oct 2, 2024 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 28, 2021 to Sep 30, 2024factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Jan 8, 2018 to Sep 29, 2021factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Mar 23, 2009 to Jan 8, 2018factForm ADV

Dated events

Occurred
Sep 30, 2024
Advisor changed firm
Alexys Z. Serchay left Charles Schwab & Co., Inc. for Trajan Wealth, L.L.C. (registered 2024-10-02)
Form ADVobserved 6 days ago