DFX Intelligence

I•• T••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

I•• T••••• M•••••••

Advisor at C••••• F•••• I••••••••• M••••••••• L••

Charlotte, NC | WEST BEND, WI

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Search this name across graphsid dfx:ria:5af4e30a-1b96-f514-6749-5f327e8afcad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• F•••• I••••••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 7, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• F•••• I••••••••• M••••••••• L••	Mixed wealth	Mar 11, 2022	n/a	yes	Charlotte, NC\|WEST BEND, WI	Current employment
C••••• F•••• I••••••••• M••••••••• L••	Mixed wealth	Jan 3, 2020	Dec 18, 2021	no	STERLING, VA\|WEST BEND, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• W••••• M••••••••• L••	C••••• F•••• I••••••••• M••••••••• L••	Jan 30, 2019	Jan 3, 2020	338	Firm change	RIA to RIA
F•• W••••• P•••••••	S•••••• W••••• M••••••••• L••	Nov 28, 2018	Nov 27, 2018

Relationships

Registered with (6)

→ C••••• F•••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 3, 2020 to Dec 18, 2021factForm ADV
→ S•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 27, 2018 to Jan 30, 2019factForm ADV
→ F•• W••••• P•••••••Registered adviserregistration: previous registration
Mar 6, 2017 to Nov 28, 2018factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5af4e30a-1b96-f514-6749-5f327e8afcad
First observed: Aug 8, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.